Energies, Vol. 19, Pages 1467: A Novel SOC Estimation Method for Lithium-Ion Batteries Based on Serial LSTM-UKF Fusion
Energies doi: 10.3390/en19061467
Authors:
Yao Li
Rong Wang
Yi Jin
Zhenxin Sun
Hui Liu
Yu Liu
Yanhui Liu
Jiahuan Xu
Ye Tao
Zhaoyu Jiang
Yue Ma
Jiuchun Jiang
Accurate estimation of the State of Charge (SOC) of lithium-ion batteries is one of the core functions of a battery management system and is of great significance for ensuring the safe operation of electric vehicles and optimizing energy utilization. However, due to the strong nonlinearity, time-varying characteristics, and interference from complex operating conditions within the battery, high-precision SOC estimation faces severe challenges. To address the problems that a single data-driven method lacks physical constraints and a single model-driven method struggles to characterize complex nonlinearities, this paper proposes a series-connected LSTM-UKF fusion estimation method. This method first utilizes a Long Short-Term Memory network to learn the dynamic characteristics of the battery from historical voltage and current data, capturing the long-term dependencies of SOC changes to achieve an initial prediction. Subsequently, using this predicted value as the observation input, an Unscented Kalman Filter based on a second-order RC equivalent circuit model is introduced for optimal state correction, effectively suppressing model uncertainty and measurement noise. Simulation validation under various dynamic conditions, such as constant current discharge and FUDS, shows that compared to single LSTM or UKF algorithms, the proposed fusion method has significant advantages in estimation accuracy, convergence speed, and robustness. Its root mean square error is reduced to 0.0031, and it maintains stable estimation performance under different operating conditions. This study provides an effective data-model fusion solution for high-precision SOC estimation of lithium-ion batteries under complex operating conditions.